CORRECTION: Florida House Session Report–March 29

Mar 30, 2011

  The Florida House of Representatives held a session on Tuesday, March 29, 2011, where certain insurance related items were discussed. As previously reported, on March 23, 2011, the House Civil Justice Subcommittee considered House Bill 967 relating to Personal …

Florida Office of Financial Regulation: All Issuer Dealers, Canadian Dealers or Broker Dealers (non-FINRA) Must Use the Regulatory Enforcement and Licensing (REAL) System as of November 22, 2010

Mar 29, 2011

  The Florida Office of Financial Regulation has advised that, pursuant to Rule 69W-301.002, F.A.C., all Issuer Dealers, Canadian Dealers or Broker Dealers (non-FINRA [Financial Industry Regulatory Authority]) Must Use the Regulatory Enforcement and Licensing (REAL) System as of November …